Historically Speaking: The Noble Elf Has a Devilish Alter-Ego

Pointy-eared magical creatures abound in folklore, but they weren’t always cute

The Wall Street Journal

September 8, 2022

“The Rings of Power” series, Amazon’s prequel to J.R.R. Tolkien’s fantasy epic, “The Lord of the Rings,” reserves a central role for heroic elves. Members of this tall, immortal race are distinguished by their beauty and wisdom and bear little resemblance to the merry, diminutive helpers in Santa’s workshop.

Yet both are called elves. One reason for the confusion is that the idea of pointy-eared magical beings has never been culturally specific. The ancient Greeks didn’t have elves per se, but their myths did include sex-mad satyrs, Dionysian half-human-half-animal nature spirits whose ears were pointed like a horse’s.

Before their conversion to Christianity, the Anglo-Saxons, like their Norse ancestors, believed in magical beings such as water spirits, elves and dragons. Later, in the epic poem Beowulf, written down around 1000, the “ylfe” is among the monsters spawned by the biblical Cain.

Benjamin Walker as Gil-galad, High King of the Elves of the West, in “The Rings of Power”
PHOTO: AMAZON STUDIOS

The best accounts of the early Norse myths come from two medieval Icelandic collections known as the Eddas, which are overlaid with Christian cosmology. The Prose Edda divided elves into the “light elves,” who are fair and wondrous, and the “dark elves,” who live underground and are interchangeable with dwarves. Both kinds appeared in medieval tales to torment or, occasionally, help humans.

When not portrayed as the cause of unexplained illnesses, elves were avatars for sexual desire. In Chaucer’s comic tale, the lusty “Wife of Bath” describes the elf queen as sex personified and then complains that the friars have chased all the fair folk away.

The popular conception of elves continued to evolve during the Renaissance under the influence of French “faerie” folklore, Celtic myths and newly available translations of Ovid’s “Metamorphoses” and Virgil’s “Georgics.” Shakespeare took something from almost every tradition in “A Midsummer Night’s Dream,” from Puck the naughty little sprite to Queen Titania, seductress of hapless humans.

But while elves were becoming smaller and cuter in English literature, in Northern Europe they retained their malevolence. Inspired by the Germanic folk tale of the Elf King who preys on little children, in 1782 Goethe composed “Der Erlkonig,” about a boy’s terror as he is chased through the forest to his death. Schubert liked the ballad so much that he set it to music.

In the 19th century, the Brothers Grimm, Jacob and Wilhelm, along with Hans Christian Andersen, brought ancient fairy tales and folk whimsy to a world eager for relief from rampant industrialization. The Grimms put a cheerful face on capitalism with the story of a cobbler and the industrious elves who work to make him wealthy. Clement Clarke Moore made elves the consumer’s friend in his night-before-Christmas poem, “A Visit From St. Nicholas,” where a “jolly old elf” stuffs every stocking with toys.

On the more serious side, the first English translation of Beowulf appeared in 1837, marking the beginning of the Victorians’ obsession with the supernatural and all things gothic. The poem’s negative connotation surrounding elves burst into the open with Richard Wagner’s Ring Cycle, based on Germanic legends, which portrayed the Elf King Alberich as an evil dwarf.

The elfin future would likely have been silly or satanic were it not for Tolkien’s restoration of the “light elf” tradition. For now, at least, the lovely royal elf Galadriel rules.

WSJ Historically Speaking: How Mermaid-Merman Tales Got to This Year’s Oscars

ILLUSTRATON: DANIEL ZALKUS

‘The Shape of Water,’ the best-picture winner, extends a tradition of ancient tales of these water creatures and their dealings with humans

Popular culture is enamored with mermaids. This year’s Best Picture Oscar winner, Guillermo del Toro’s “The Shape of Water,” about a lonely mute woman and a captured amphibious man, is a new take on an old theme. “The Little Mermaid,” Disney ’senormously successful 1989 animated film, was based on the Hans Christian Andersen story of the same name, and it was turned into a Broadway musical, which even now is still being staged across the country.

The fascination with mermythology began with the ancient Greeks. In the beginning, mermen were few and far between. As for mermaids, they were simply members of a large chorus of female sea creatures that included the benign Nereids, the sea-nymph daughters of the sea god Nereus, and the Sirens, whose singing led sailors to their doom—a fate Odysseus barely escapes in Homer’s epic “The Odyssey.”

Over the centuries, the innocuous mermaid became interchangeable with the deadly sirens. They led Scottish sailors to their deaths in one of the variations of the anonymous poem “Sir Patrick Spens,” probably written in the 15th century: “Then up it raise the mermaiden, / Wi the comb an glass in her hand: / ‘Here’s a health to you, my merrie young men, / For you never will see dry land.’”

In pictures, mermaids endlessly combed their hair while sitting semi-naked on the rocks, lying in wait for seafarers. During the Elizabethan era, a “mermaid” was a euphemism for a prostitute. Poets and artists used them to link feminine sexuality with eternal damnation.

But in other tales, the original, more innocent idea of a mermaid persisted. Andersen’s 1837 story followed an old literary tradition of a “virtuous” mermaid hoping to redeem herself through human love.

Andersen purposely broke with the old tales. As he acknowledged to a friend, his fishy heroine would “follow a more natural, more divine path” that depended on her own actions rather than that of “an alien creature.” Egged on by her sisters to murder the prince whom she loves and return to her mermaid existence, she chooses death instead—a sacrifice that earns her the right to a soul, something that mermaids were said to lack.

Richard Wagner’s version of mermaids—the Rhine maidens who guard the treasure of “Das Rheingold”—also bucked the “temptress” cliché. While these maidens could be cruel, they gave valuable advice later in the “Ring” cycle.

The cultural rehabilitation of mermaids gained steam in the 20th century. In T.S. Eliot’s 1915 poem, “The Love Song of J. Alfred Prufrock,” their erotic power becomes a symbol of release from stifling respectability. The sad protagonist laments, “I have heard the mermaids singing, each to each. / I do not think that they will sing to me.” By 1984, when a gorgeous mermaid (Daryl Hannah) fell in love with a nerdy man ( Tom Hanks ) in the film comedy “Splash,” audiences were ready to accept that mermaids might offer a liberating alternative to society’s hang-ups, and that humans themselves are the obstacle to perfect happiness, not female sexuality.

What makes “The Shape of Water” unusual is that a scaly male, not a sexy mermaid, is the object of affection to be rescued. Andersen probably wouldn’t recognize his Little Mermaid in Mr. del Toro’s nameless, male amphibian, yet the two tales are mirror images of the same fantasy: Love conquers all.